Overview
Becoming a waiver provider in Kentucky
Kentucky writes its provider requirements into regulation in unusual detail, and the detail is where the cost is. 907 KAR 12:010 requires certification before you initiate a service and recertification at least biennially, and it specifies your workforce down to the curriculum: first aid and CPR plus the Kentucky College of Direct Support Phase I modules before an employee functions independently, Phase II within six months of employment, crisis prevention training within six months, and community guide training approved by DBHDID within six months of the first participant employing that guide. The screening regime is equally specific and, unusually, continuous — every year you must run background checks on at least twenty-five percent of your employees and drug tests on at least five percent, on top of the checks required at hire. Budget for that as a permanent operating cost, not a startup expense. On the Medicaid side, paper is simply not an option: all applications, revalidations, and maintenance go through KY MPPA, and enrollment can take 60 days or longer if anything is incomplete.
Who certifies you
The agencies that decide
Before you apply
What has to be true first
Certification precedes service, not the other way around
907 KAR 12:010 Section 3(2) requires a provider to be certified by the department prior to the initiation of a service, and to be recertified at least biennially.
SourceA written policy set is part of qualifying
Section 3(3) requires written policies covering mission and values that support participant empowerment, dignity, and restraint-free environments; communication with participants and families; participant rights and grievances; emergency and disaster response; and health, safety, and welfare including infection control and medication management.
SourceLeadership experience is specified
The executive director must have a minimum of two years of administrative experience, and direct support supervisors at least two years of experience providing direct support. Supervisory staff must complete approved training within six months of beginning supervisory responsibilities.
SourceStaffing has to match what you bill
Section 3(3) requires adequate staffing and supervision to implement the services being billed. Under-resourcing a service you have billed for is a compliance problem, not just an operational one.
SourceEnrollment
How to enroll in Kentucky
Get certified by DBHDID under 907 KAR 12:010, then enroll with Medicaid electronically through KY MPPA. Expect 60 days or more, and clear any outstanding accounts receivable first.
Application system: KY MPPA — Kentucky Medicaid Partner Portal Application
Start with DBHDID's new provider materialsDBHDID publishes the process for becoming a certified Supports for Community Living provider, including the orientation and the enrollment packet it expects you to assemble.
Source Build the policy set 907 KAR 12:010 requiresMission and values, communication, rights and grievances, emergency and disaster response, and health, safety, and welfare — including infection control and medication management. These are certification requirements, not aspirational documents.
Source Put the screening and training program in place before hiringCriminal record check, nurse aide abuse registry check, and caregiver misconduct registry check before hire; central registry check within thirty days of hire; and negative drug testing for illicit or prohibited drugs.
Source Enroll through KY MPPAElectronic submission is required for all applications, revalidations, and maintenance items — paper forms are no longer accepted. Outstanding accounts receivable must be resolved before approval.
Source
Fees, screening, and renewal
Charged by provider type
DMS applies an application fee where it is applicable to the provider type, and accepts proof of payment to Medicare or another state's Medicaid program in place of paying it again.
SourceService types
What you can be approved to deliver
Supports for Community Living (SCL) waiver services
Supports for Community Living Waiver
Certification by DBHDID, renewed at least every two years
SCL providers must be certified before initiating a service and recertified at least biennially under 907 KAR 12:010 Section 3(2).
SourceCommunity guides carry their own training deadline
A community guide must complete a community guide training curriculum approved by DBHDID within six months of being employed by the first participant they support.
SourceScreening
Background checks and staff eligibility
Four checks at hire, one within thirty days
A criminal record check, nurse aide abuse registry check, and caregiver misconduct registry check are required before hire; the central registry check must be completed within thirty days of hire. Drug testing must return a negative result for illicit or prohibited drugs.
SourceAnnual re-screening of a sample of your workforce
Every year, at least twenty-five percent of employees must receive background checks and at least five percent must undergo drug testing. This is a recurring obligation, not a one-time hiring step.
SourceTraining
What your staff must complete
Before an employee works independently
First aid and CPR certification, plus the Kentucky College of Direct Support Phase I training modules, must be complete before an employee functions independently.
SourceWithin six months of employment
Phase II College of Direct Support modules and crisis prevention training. Supervisory staff have a parallel six-month deadline from the start of supervisory duties.
SourceTimeline & cost
What this actually takes
Sixty days or longer for Medicaid enrollment
DMS states enrollment may require up to 60 days, or longer if documentation is incomplete or incorrect. That clock runs after certification, not alongside it.
SourceThe recurring screening sample is a real line item
Annual background checks on a quarter of your workforce and drug tests on a twentieth of it are ongoing costs that scale with headcount.
SourceAfter approval
Staying compliant
Recertification at least biennially
Certification is not permanent. Plan on a recertification cycle of no more than two years under 907 KAR 12:010 Section 3(2).
SourceFiscal records and incident reporting
Providers maintain fiscal records and incident reports in the manner 907 KAR 12:010 establishes, alongside the participant rights and grievance system the regulation requires.
SourceConfirm by phone
What the state does not publish
Kentucky does not publish these in a form we could verify, so we have not guessed at them. Ask directly — and if an answer here would help other providers, tell us and we will add it with its source.
- What does DBHDID's SCL new provider orientation cover, when is it held, and what exactly goes in the enrollment packet?
Ask: DBHDID Division of Developmental and Intellectual Disabilities
- Is DBHDID currently accepting new SCL provider applications, and for which regions?
Ask: DBHDID Division of Developmental and Intellectual Disabilities
- Can an agency provide Michelle P. Waiver services without first being an SCL or Home and Community Based provider?
Ask: DMS provider enrollment, 877-838-5085 ext. 2
- What application fee applies to your provider type, and what screening level does DMS assign it?
Ask: KY MPPA Contact Center, 877-838-5085 ext. 2
FAQ
Kentucky provider questions
Can I send in a paper Medicaid application?
No. Kentucky requires electronic submission through KY MPPA for all applications, revalidations, and maintenance items, and paper forms are no longer accepted.
What training do I have to have in place before staff start working alone?
First aid and CPR certification and the Kentucky College of Direct Support Phase I modules must be complete before an employee functions independently. Phase II modules and crisis prevention training follow within six months of employment.
Are background checks a one-time thing?
No, and this is the requirement most often underestimated. Beyond the checks at hire and the central registry check within thirty days, each year at least twenty-five percent of your employees must receive background checks and at least five percent must be drug tested.
How long does certification last?
Certification must be renewed at least biennially under 907 KAR 12:010. You must be certified before a service begins, so let the recertification date drive your compliance calendar.
Why is my enrollment being held up?
The two most common reasons Kentucky names are incomplete or incorrect documentation — which pushes enrollment past 60 days — and outstanding accounts receivable, which must be resolved before approval.
Looking for the family-facing guide? Browse state waiver guides